Pui Shan Au
區珮珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Shan Au (區珮珊), a licensed Representative with CE reference BQT181. Currently licensed at 1 firm(s): Millennium Capital Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-03-28 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2023-03-28 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-04-04 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2021-02-10 | 2021-09-04 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-10 | 2021-09-04 |