Alexandre Francois Joseph Broggi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexandre Francois Joseph Broggi ( ), a licensed former licensee with CE reference BQT198. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-02-08 | 2024-06-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-02-08 | 2024-06-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-02-08 | 2024-06-30 |