Di (SFC:BQU191) Wu
吳廸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di (SFC:BQU191) Wu (吳廸), a licensed former licensee with CE reference BQU191. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2022-06-08 | 2023-01-15 |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-25 | 2022-03-24 |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-03-25 | 2022-03-24 |