Yuxiang Li
李羽翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuxiang Li (李羽翔), a licensed Representative with CE reference BQU403. Currently licensed at 1 firm(s): CMB International Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-10 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-10 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-10 | present |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-14 | 2023-02-17 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-14 | 2023-02-17 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-04-14 | 2023-02-17 |