Thomas Benjamin Barrau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Benjamin Barrau ( ), a licensed former licensee with CE reference BQV476. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Investment Managers Chorus Limited | Rep | Type 4 — Advising on securities | 2021-03-19 | 2023-03-31 |
| AXA Investment Managers Chorus Limited | Rep | Type 5 — Advising on futures contracts | 2021-03-19 | 2023-03-31 |
| AXA Investment Managers Chorus Limited | Rep | Type 9 — Asset management | 2021-03-19 | 2023-03-31 |