Ming Li
李明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Li (李明), a licensed Responsible Officer with CE reference BQW734. Currently licensed at 1 firm(s): Central International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central International Securities Limited 中環國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-03-21 | present |
| Central International Securities Limited 中環國際證券有限公司 |
RO | Type 4 — Advising on securities | 2024-03-21 | present |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-12 | 2023-09-29 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 4 — Advising on securities | 2023-05-12 | 2023-09-29 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-31 | 2023-05-12 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-31 | 2023-05-12 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 9 — Asset management | 2022-09-20 | 2023-09-29 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-10-11 | 2022-09-02 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 9 — Asset management | 2021-10-11 | 2022-09-02 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-22 | 2022-09-02 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-22 | 2021-10-11 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-04-22 | 2021-10-11 |