Chen (SFC:BQW769) Chen
陳晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BQW769) Chen (陳晨), a licensed Representative with CE reference BQW769. Currently licensed at 1 firm(s): Duration Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Duration Capital Limited 久期資本有限公司 |
Rep | Type 4 — Advising on securities | 2026-05-08 | present |
| Duration Capital Limited 久期資本有限公司 |
Rep | Type 9 — Asset management | 2026-05-08 | present |
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-24 | 2026-04-28 |
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-03-24 | 2026-04-28 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 9 — Asset management | 2023-06-26 | 2025-04-24 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-06 | 2026-04-28 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-06 | 2025-04-24 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-30 | 2022-04-02 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-05 | 2022-04-02 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-22 | 2021-08-23 |