Na (SFC:BRA667) Li

李娜
CE No. BRA667 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na (SFC:BRA667) Li (李娜), a licensed Responsible Officer with CE reference BRA667. Currently licensed at 1 firm(s): Ascent Fund Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
Ascent Fund Management (HK) Limited RO Type 9 — Asset management 2025-03-04 present
Ascent Fund Management (HK) Limited Rep Type 9 — Asset management 2022-11-29 2025-03-04
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司		 Rep Type 1 — Dealing in securities 2021-04-13 2022-08-30

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