Wai Ching So
蘇偉澄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching So (蘇偉澄), a licensed former licensee with CE reference BRB314. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-02 | 2026-03-30 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2024-12-02 | 2026-03-30 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-20 | 2026-03-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-18 | 2024-10-18 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2021-04-23 | 2022-05-14 |