Zhaonan Cong
叢照楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhaonan Cong (叢照楠), a licensed former licensee with CE reference BRB504. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-05 | 2025-11-29 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-05 | 2025-11-29 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-04-24 | 2023-10-13 |