John William Cappetta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John William Cappetta ( ), a licensed former licensee with CE reference BRD833. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-04 | 2024-03-08 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-04 | 2024-03-08 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-25 | 2023-09-29 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-17 | 2023-03-24 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-23 | 2021-08-25 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-05 | 2021-05-07 |