Lisi Xia
夏立斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisi Xia (夏立斯), a licensed former licensee with CE reference BRE261. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huafu International Securities Limited 華福國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-10 | 2024-03-11 |
| Huafu International Securities Limited 華福國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-11-10 | 2024-03-11 |
| Huafu International Finance Limited 華福國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-09-15 | 2024-03-11 |
| Huafu International Finance Limited 華福國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-06-10 | 2021-09-15 |