Martin Peter Baumann

CE No. BRH168 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Peter Baumann, a licensed Responsible Officer with CE reference BRH168. Currently licensed at 1 firm(s): Fintech Investment Group Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.

More firms doing Advising on securities →More firms doing Asset management →

Licence history

FirmRoleRegulated activityFromTo
Fintech Investment Group Limited Rep Type 4 — Advising on securities 2022-12-09 present
Fintech Investment Group Limited RO Type 9 — Asset management 2022-05-26 present
Fintech Investment Group Limited RO Type 4 — Advising on securities 2022-05-26 2022-12-09

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