Jae Ie Yoo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jae Ie Yoo, a licensed Representative with CE reference BRI541. Currently licensed at 1 firm(s): Mercer Investments (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-15 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-15 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-01-15 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-30 | 2023-12-29 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-30 | 2023-12-29 |