Guo Cheng
成果
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guo Cheng (成果), a licensed Representative with CE reference BRM310. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-02 | present |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-05 | 2021-09-24 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-05 | 2021-09-24 |