Ming (SFC:BRO767) Cai
蔡明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming (SFC:BRO767) Cai (蔡明), a licensed former licensee with CE reference BRO767. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-24 | 2026-02-13 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-24 | 2025-06-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-04 | 2023-02-02 |