Lin (SFC:BRO865) Xie
謝琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin (SFC:BRO865) Xie (謝琳), a licensed former licensee with CE reference BRO865. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-18 | 2025-01-31 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-10-18 | 2025-01-31 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-26 | 2024-10-18 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-04-26 | 2025-01-31 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-26 | 2024-10-18 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-04-26 | 2025-01-31 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-30 | 2022-01-14 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-08-30 | 2022-01-14 |