Wei (SFC:BRO909) Chen
陳維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:BRO909) Chen (陳維), a licensed former licensee with CE reference BRO909. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-13 | 2021-11-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-13 | 2021-11-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-13 | 2021-11-30 |