Graham Douglas Lees
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Douglas Lees ( ), a licensed former licensee with CE reference BRQ203. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tanarra Credit Partners Limited |
RO | Type 4 — Advising on securities | 2022-01-31 | 2022-07-27 |
| Tanarra Credit Partners Limited |
RO | Type 9 — Asset management | 2022-01-31 | 2022-07-27 |