Sung Kwan Lo
羅崇均
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Kwan Lo (羅崇均), a licensed Responsible Officer with CE reference BRR396. Currently licensed at 1 firm(s): Monarch Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Monarch Capital Management Limited 富傳資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-06 | present |
| Monarch Capital Management Limited 富傳資本管理有限公司 |
RO | Type 4 — Advising on securities | 2024-12-06 | present |
| Monarch Capital Management Limited 富傳資本管理有限公司 |
RO | Type 9 — Asset management | 2024-12-06 | present |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-04 | 2024-09-30 |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 |
RO | Type 9 — Asset management | 2023-12-04 | 2024-09-30 |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-14 | 2023-12-04 |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-04-14 | 2023-12-04 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-15 | 2023-04-03 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-15 | 2023-04-03 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-13 | 2022-12-15 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-13 | 2022-12-15 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-18 | 2022-05-13 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-18 | 2022-05-13 |