Yong Zhao
趙勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Zhao (趙勇), a licensed Responsible Officer with CE reference BRR865. Currently licensed at 1 firm(s): Global West Securities (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-02-05 | present |
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
RO | Type 9 — Asset management | 2024-02-05 | present |
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-28 | 2024-02-05 |
| Global West Securities (Hong Kong) Limited 大西部證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-12-28 | 2024-02-05 |