Ziqing Yan
晏子青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziqing Yan (晏子青), a licensed Responsible Officer with CE reference BRR909. Currently licensed at 1 firm(s): WinSmart Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WinSmart Investment Management Limited 盈智投資管理有限公司 |
RO | Type 4 — Advising on securities | 2025-07-16 | present |
| WinSmart Investment Management Limited 盈智投資管理有限公司 |
RO | Type 9 — Asset management | 2024-04-09 | present |
| WinSmart Investment Management Limited 盈智投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-04-05 | 2024-04-09 |
| Profit Access Investments Limited 啓利投資有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-03 | 2022-09-19 |
| Profit Access Investments Limited 啓利投資有限公司 |
RO | Type 4 — Advising on securities | 2022-01-03 | 2024-03-20 |
| Profit Access Investments Limited 啓利投資有限公司 |
RO | Type 9 — Asset management | 2022-01-03 | 2024-03-20 |