Yunyan (SFC:BRS667) Chen

CE No. BRS667 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunyan (SFC:BRS667) Chen (), a licensed former licensee with CE reference BRS667. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Conning Asia Pacific Limited
康利亞太有限公司
Rep Type 1 — Dealing in securities 2024-04-08 2025-03-03
Conning Asia Pacific Limited
康利亞太有限公司
Rep Type 4 — Advising on securities 2024-04-08 2025-03-03
Conning Asia Pacific Limited
康利亞太有限公司
Rep Type 9 — Asset management 2024-04-08 2025-03-03
Rock Hill Asset Management Limited
石山資產管理有限公司
Rep Type 9 — Asset management 2021-11-23 2023-10-19

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