Yunyan (SFC:BRS667) Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunyan (SFC:BRS667) Chen ( ), a licensed former licensee with CE reference BRS667. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-08 | 2025-03-03 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-08 | 2025-03-03 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2024-04-08 | 2025-03-03 |
| Rock Hill Asset Management Limited 石山資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-23 | 2023-10-19 |