Farrer Alexander Lascelles Pallin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Farrer Alexander Lascelles Pallin, a licensed Responsible Officer with CE reference BRS699. Currently licensed at 1 firm(s): Bradesco Securities Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bradesco Securities Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2023-12-01 | present |
| Bradesco Securities Hong Kong Limited |
RO | Type 4 — Advising on securities | 2023-12-01 | present |