Ka Yin Mok
莫家賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin Mok (莫家賢), a licensed Responsible Officer with CE reference BRS719. Currently licensed at 1 firm(s): Chief Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-01-27 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2026-01-09 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-01 | 2026-01-27 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-18 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-08 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-08 | 2025-08-31 |