Siting Shen
沈思婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siting Shen (沈思婷), a licensed Responsible Officer with CE reference BRS786. Currently licensed at 1 firm(s): Convergence Technology Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-08-10 | present |
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
RO | Type 9 — Asset management | 2023-08-10 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-07 | 2022-10-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 — Advising on securities | 2022-03-07 | 2022-10-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 — Asset management | 2022-03-07 | 2022-10-31 |