Kian Seng Tan
陳建胜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kian Seng Tan (陳建胜), a licensed former licensee with CE reference BRT216. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-23 | 2024-05-01 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-23 | 2024-05-01 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 9 — Asset management | 2022-09-23 | 2024-05-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-10-15 | 2022-08-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-10-15 | 2022-08-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-10-15 | 2022-08-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-10-15 | 2022-08-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-10-15 | 2022-08-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-10-15 | 2022-08-31 |