Nan (SFC:BRT436) Ye
叶楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:BRT436) Ye (叶楠), a licensed former licensee with CE reference BRT436. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-09 | 2025-07-02 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-09 | 2025-07-02 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-09 | 2025-07-02 |