Jerry Chi Wai Ng
吳志威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerry Chi Wai Ng (吳志威), a licensed Responsible Officer with CE reference BRU784. Currently licensed at 1 firm(s): Aspenwood Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 |
RO | Type 9 — Asset management | 2023-11-21 | present |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
RO | Type 4 — Advising on securities | 2023-10-30 | present |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-23 | 2023-10-30 |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 9 — Asset management | 2021-11-23 | 2023-11-21 |