Zuming Li
李祖銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zuming Li (李祖銘), a licensed Representative with CE reference BRV745. Currently licensed at 2 firm(s): TFI Capital Limited, TFI Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-09-11 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-14 | present |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-11 | 2023-07-30 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-11 | 2023-07-30 |