Minglu Xia
夏銘璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Minglu Xia (夏銘璐), a licensed Representative with CE reference BRW212. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-20 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-10-20 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-20 | present |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-10 | 2023-09-15 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-10 | 2023-09-15 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 9 — Asset management | 2022-01-10 | 2023-09-15 |