Alex Yuk Naat Ng
吳旭鈉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Yuk Naat Ng (吳旭鈉), a licensed Responsible Officer with CE reference BRW411. Currently licensed at 1 firm(s): Jin Yi Financial Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2026-04-28 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-04-28 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 4 — Advising on securities | 2026-04-28 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2026-04-28 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 9 — Asset management | 2026-04-28 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-21 | 2026-04-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-11-21 | 2026-04-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-21 | 2026-04-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-11-21 | 2026-04-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 9 — Asset management | 2022-11-21 | 2026-04-28 |