Vivian Wai Man Lau
劉慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Wai Man Lau (劉慧敏), a licensed Representative with CE reference BRW598. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2021-12-01 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2021-12-01 | present |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2021-12-01 | present |