Peng Gao
高鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Gao (高鵬), a licensed Responsible Officer with CE reference BRW834. Currently licensed at 1 firm(s): CMB International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-04-14 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2026-04-14 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-06 | 2026-04-14 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-06 | 2026-04-14 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-29 | 2023-01-16 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-29 | 2023-01-16 |