Ting Yuen Ng
吳霆遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Yuen Ng (吳霆遠), a licensed former licensee with CE reference BRY810. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-06 | 2023-06-11 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-06 | 2023-06-11 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 9 — Asset management | 2023-03-06 | 2023-06-11 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-21 | 2023-01-27 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-21 | 2023-01-27 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2022-01-21 | 2023-01-27 |