Elliot Nguyen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elliot Nguyen ( ), a licensed former licensee with CE reference BRZ344. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aurelius Financial Group Limited 旭倫資本有限公司 |
RO | Type 9 — Asset management | 2023-08-30 | 2024-06-30 |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-12 | 2024-06-30 |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-12 | 2024-06-30 |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
Rep | Type 9 — Asset management | 2022-01-12 | 2023-08-30 |