Allen Wang
王維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Wang (王維), a licensed Responsible Officer with CE reference BSD399. Currently licensed at 1 firm(s): Risen Family Office Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-03 | present |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 4 — Advising on securities | 2024-06-03 | present |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 9 — Asset management | 2024-06-03 | present |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-13 | 2024-06-03 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-08 | 2024-06-03 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2022-03-08 | 2024-06-03 |