Yi Xu
徐奕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Xu (徐奕), a licensed Responsible Officer with CE reference BSF662. Currently licensed at 1 firm(s): China Orient International Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-02 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-02 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-12 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-12 | 2022-11-02 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-04-12 | 2022-11-02 |