Yi (SFC:BSH061) Shen
沈逸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BSH061) Shen (沈逸), a licensed Representative with CE reference BSH061. Currently licensed at 2 firm(s): Starlight Capital Limited, Starlight Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Starlight Capital Limited | Rep | Type 6 — Advising on corporate finance | 2023-10-18 | present |
| Starlight Securities Limited |
Rep | Type 1 — Dealing in securities | 2023-08-07 | present |
| Starlight Securities Limited |
Rep | Type 4 — Advising on securities | 2023-08-07 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-24 | 2023-06-21 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-12 | 2023-06-21 |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-04-12 | 2023-03-23 |