Chiu Wun Leonard Chan
陳招煥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Wun Leonard Chan (陳招煥), a licensed former licensee with CE reference BSH113. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-07 | 2025-02-06 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-10-07 | 2025-02-06 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-07 | 2025-02-06 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-26 | 2024-08-12 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-26 | 2024-08-12 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-28 | 2024-05-17 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-03-28 | 2024-05-17 |