Junichi Higuchi
樋口淳一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junichi Higuchi (樋口淳一), a licensed former licensee with CE reference BSJ401. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-15 | 2022-12-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 4 — Advising on securities | 2022-07-15 | 2022-12-13 |