Lingjuan Tian
田玲娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingjuan Tian (田玲娟), a licensed Responsible Officer with CE reference BSJ550. Currently licensed at 1 firm(s): JA Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JA Securities Limited 金奧證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-18 | present |
| JA Securities Limited 金奧證券有限公司 |
RO | Type 4 — Advising on securities | 2024-10-18 | present |
| JA Securities Limited 金奧證券有限公司 |
RO | Type 9 — Asset management | 2023-05-11 | present |
| JA Securities Limited 金奧證券有限公司 |
Rep | Type 9 — Asset management | 2023-04-26 | 2023-05-11 |
| JA Securities Limited 金奧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-23 | 2024-10-18 |
| JA Securities Limited 金奧證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-23 | 2024-10-18 |