Kai Yan Li

CE No. BSJ668 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yan Li (), a licensed former licensee with CE reference BSJ668. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Awaken Thunder Capital Limited
春雷資本有限公司
Rep Type 1 — Dealing in securities 2024-12-13 2025-11-07
Awaken Thunder Capital Limited
春雷資本有限公司
Rep Type 4 — Advising on securities 2024-12-13 2025-11-07
Awaken Thunder Capital Limited
春雷資本有限公司
Rep Type 9 — Asset management 2024-12-13 2025-11-07
Transpac Capital Limited
匯亞資金管理有限公司
Rep Type 4 — Advising on securities 2022-07-19 2022-08-15
Transpac Capital Limited
匯亞資金管理有限公司
Rep Type 6 — Advising on corporate finance 2022-07-19 2022-08-15
Transpac Capital Limited
匯亞資金管理有限公司
Rep Type 9 — Asset management 2022-07-19 2022-08-15

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