Kai Yan Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yan Li ( ), a licensed former licensee with CE reference BSJ668. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-13 | 2025-11-07 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-13 | 2025-11-07 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 9 — Asset management | 2024-12-13 | 2025-11-07 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-19 | 2022-08-15 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-19 | 2022-08-15 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-19 | 2022-08-15 |