Yan Xiao
肖岩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Xiao (肖岩), a licensed Representative with CE reference BSJ854. Currently licensed at 2 firm(s): I Win Securities Limited, I Win Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-11 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-11 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-11 | present |