Kefei Liu
劉克飛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kefei Liu (劉克飛), a licensed Responsible Officer with CE reference BSM349. Currently licensed at 1 firm(s): CCB Principal Asset Management (Hong Kong) Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-10-10 | present |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-10-10 | present |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-03 | 2022-10-10 |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-08-03 | 2022-10-10 |