Lu Deng
鄧璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Deng (鄧璐), a licensed former licensee with CE reference BSM515. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yellow River Securities Limited 黃河證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-23 | 2024-12-20 |
| Yellow River Securities Limited 黃河證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-22 | 2024-10-23 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 9 — Asset management | 2023-09-08 | 2024-05-15 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-19 | 2024-05-15 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-19 | 2024-05-15 |