Dan Wu
吴丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Wu (吴丹), a licensed Responsible Officer with CE reference BSQ361. Currently licensed at 1 firm(s): Zheshang International Financial Holdings Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
RO | Type 4 — Advising on securities | 2023-04-13 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
RO | Type 9 — Asset management | 2023-04-13 | present |