Tsung-An Tsai
蔡宗岸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsung-An Tsai (蔡宗岸), a licensed former licensee with CE reference BSQ376. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-08 | 2023-06-25 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 — Advising on securities | 2022-09-08 | 2023-06-25 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 — Asset management | 2022-09-08 | 2023-06-25 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-14 | 2022-09-08 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-14 | 2022-09-08 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2022-06-14 | 2022-09-08 |