Lee Ni Chan
陳俐妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Ni Chan (陳俐妮), a licensed former licensee with CE reference BSR350. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-06-30 | 2022-12-26 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-06-30 | 2022-12-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-06-30 | 2022-12-26 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-06-30 | 2022-12-26 |