Kai Wan Siu
蕭佳韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wan Siu (蕭佳韻), a licensed Responsible Officer with CE reference BSR607. Currently licensed at 1 firm(s): Novel Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-29 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-29 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 — Asset management | 2022-09-29 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-23 | 2022-09-29 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-23 | 2022-09-29 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-23 | 2022-09-29 |